Account Services - Fees And Charges

Account Maintenance

	Handling Fees	Remarks
Account Opening Fee	Handling Fees Individual/Joint Account: HKD 200 Corporate Account: HKD 3,800	Remarks Open an individual or joint account before 31 December 2024 can enjoy: waive HKD 200 account opening fee; Special commission rate for trading HK warrants and CBBCs (details).
Initial Deposit	Handling Fees NIL	Remarks No minimum requirement on initial stock or fund deposit.
Minimum Balance	Handling Fees NIL	Remarks No minimum requirement on stock holding or cash balance.
Minimum Activity	Handling Fees NIL	Remarks No minimum requirement on number of trades or commission generated.
Annual Administration Fee¹ (Applicable to Non-HK Stock Trading Account / Dormant Account Only)	Handling Fees Individual/Joint Account: HKD 200 Corporate Account: HKD 1,000	Remarks Apply if, Individual/Joint Account in the past 12 months, Trade / hold non-Hong Kong listed stocks; or No trading, no stock holding and maintain cash balance below HK$10,000 (or equivalent). Fees will be charged on the account anniversary date.
Custody Service	Handling Fees FREE (except for Taiwan & Malaysia & SH-HK Connect stock holdings)	Remarks -

	Handling Fees	Other Pass-On Charges
Funds Deposit	Handling Fees FREE	Other Pass-On Charges All bank charges will be borne by client.
Funds Withdrawal	Handling Fees FREE	Other Pass-On Charges All bank charges will be borne by client.

	Handling Fees	Remarks
Execution Confirmations	Handling Fees FREE	Remarks Instant execution confirmation will be sent by email. All the contracts for the day will be grouped in a Daily Activity Statement, which also serves as the execution confirmations and contract notes for all activities on that day.
Account Statements	Handling Fees FREE	Remarks Apply to sending Daily / Monthly Activity Statements by email or by post. e-Statements within 36 months can also be downloaded online.
Statement by post /re-issuance	Handling Fees Within 36 months: HKD 10 (per statement) Before 36 months: HKD 100 (per statement)	Remarks Apply to re-issue of historical Monthly Activity Statements over 36 months old, by email or by post.
Duplicate Statements to Employer	Handling Fees By Email: FREE By Post: HKD 30 per Statement	Remarks Apply to sending duplicates of Daily / Monthly Activity Statements.
Stock Balance or Account Confirmation	Handling Fees HKD 200 per Request	Remarks -

IPO Application Services

	Handling Fees	Remarks
HK IPO Subscription Fee	Handling Fees HKD 100 (for HKD IPO) RMB 100 (for RMB IPO)	Remarks Will be refunded if no share is allotted.
HK IPO Cancellation or Amendment	Handling Fees FREE	Remarks IPO subscription can be cancelled or amended online before the online application deadline.

Financing Services

	Handling Fees	Remarks
HK IPO Financing Charge	Handling Fees At quote	Remarks -
Margin Financing Charge(i.e. Margin Interest Rate)	Handling Fees Annual rate at HSBC Prime Rate + 3.00%	Remarks Apply to margin loan. (i.e. any outstanding amount on or after trade settlement day) of Margin Accounts.
Cash Account Overdue Interest	Handling Fees Annual rate at HSBC Prime Rate + 8.00%	Remarks Apply to overdue acount of Cash Accounts.

Information Services

	Handling Fees	Remarks
Real-time Price (Snap / Per Click)	Handling Fees HKD 10 up	Remarks Fee (per Quotes / calendar month) varies among packages.Click here for details.
Real-time Price (Streaming Quotes)	Handling Fees HKD 328 up	Remarks Fee (per calendar month) varies among packages. Click here for details.

Other Services

	Handling Fees	Other Pass-On Charges
Claiming Unclaimed Benefit Entitlements	Handling Fees HKD 500 per stock per claim	Other Pass-On Charges At quote

If you find a service item not listed above, please contact us at (852) 2255 8888 or send us an email.

Note:

Annual Administration Fee for non-Hong Kong stock trading/holding account or dormant account will be debited on the account anniversary date.

Last Update: January 2020.

All charges are subject to change without prior notice.