Account Services
Account Services

FAQs

Account Maintenance


Handling Fees Remarks
Account Opening Fee
Handling Fees

Individual/Joint Account: HKD 200

Corporate Account: HKD 1,800

Remarks
Open an individual or joint account before 31 Dec 2017 can enjoy:
  • waive HKD 200 account opening fee;
  • Special commission rate for trading HK warrants and CBBCs (details).
Initial Deposit
Handling Fees
NIL
Remarks
No minimum requirement on initial stock or fund deposit.
Minimum Balance
Handling Fees
NIL
Remarks
No minimum requirement on stock holding or cash balance.
Minimum Activity
Handling Fees
NIL
Remarks
No minimum requirement on number of trades or commission generated.
Annual Administration Fee1
(Applicable to Non-HK Stock Trading Account / Dormant Account Only)
Handling Fees

Individual/Joint Account: HKD 200

Corporate Account: HKD 500

Remarks

Apply if, in the past 12 months,

  • Trade / hold non-Hong Kong listed stocks; or
  • No trading, no stock holding and maintain cash balance below HK$10,000 (or equivalent).
Fees will be charged on the account anniversary date.
Custody Service
Handling Fees
FREE
(except for Taiwan & Malaysia & SH-HK Connect stock holdings)
Remarks
-

Remittance Services


Handling Fees Other Pass-On Charges
Funds Deposit
Handling Fees
FREE
Other Pass-On Charges
All bank charges will be borne by client.
Funds Withdrawal
Handling Fees
FREE
Other Pass-On Charges
All bank charges will be borne by client.

Statement Services


Handling Fees Remarks
Execution Confirmations
Handling Fees
FREE
Remarks
  • Instant execution confirmation will be sent by email.
  • All the contracts for the day will be grouped in a Daily Activity Statement, which also serves as the execution confirmations and contract notes for all activities on that day.
Account Statements
Handling Fees
FREE
Remarks
Apply to sending Daily / Monthly Activity Statements by email or by post. e-Statements within 15 months can also be downloaded online.
Statements Re-issue
Handling Fees
HKD 100 per Statement
Remarks
Apply to re-issue of historical Daily / Monthly Activity Statements over 15 months old, by email or by post.
Duplicate Statements to Employer
Handling Fees

By Email: FREE

By Post: HKD 30 per Statement

Remarks
Apply to sending duplicates of Daily / Monthly Activity Statements.
Stock Balance or Account Confirmation
Handling Fees
HKD 200 per Request
Remarks
-

IPO, Financing & Other Services


IPO Application Services

Handling Fees Remarks
HK IPO Subscription Fee
Handling Fees

HKD 100 (for HKD IPO)

RMB 100 (for RMB IPO)

Remarks
Will be refunded if no share is allotted.
HK IPO Cancellation or Amendment
Handling Fees
FREE
Remarks
IPO subscription can be cancelled or amended online before the online application deadline.

Financing Services

Handling Fees Remarks
HK IPO Financing Charge
Handling Fees
At quote
Remarks
-
Margin Financing Charge(i.e. Margin Interest Rate)
Handling Fees
Annual rate at HSBC Prime Rate + 3.00%
Remarks
Apply to margin loan.
(i.e. any outstanding amount on or after trade settlement day) of Margin Accounts.
Cash Account Overdue Interest
Handling Fees
Annual rate at HSBC Prime Rate + 8.00%
Remarks
Apply to overdue acount of Cash Accounts.

Information Services

Handling Fees Remarks
Real-time Price (Snap / Per Click)
Handling Fees
HKD 10 up
Remarks

Fee (per Quotes / calendar month) varies among packages.Click here for details.

Real-time Price (Streaming Quotes)
Handling Fees
HKD 328 up
Remarks

Fee (per calendar month) varies among packages. Click here for details.


Other Services

Handling Fees Other Pass-On Charges
Claiming Unclaimed Benefit Entitlements
Handling Fees
HKD 500 per stock per claim
Other Pass-On Charges
At quote

If you find a service item not listed above, please contact us at (852) 2255 8888 or send us an email.

Note:

  • Annual Administration Fee for non-Hong Kong stock trading/holding account or dormant account will be debited on the account anniversary date.
  • Inactive account means no trading activity for the calendar month. The monthly inactive account maintenance fee will be charged on the following month after the account is opened.

Last Update: July 2017.

All charges are subject to change without prior notice.